Checklists for the Lean OR

In his recent book The Checklist Manifesto, Dr. Atuldo, however, have a problem with being told what to
Gawande describes in great detail the creation of thedo. Here is a recommendation: be pro-active. By being
World Health Organization's Safe Surgery Checklist.against something you are on the losing side of the
Checklists for healthcare were first discussed byissue. The next time something does not go as
Gawande in an article in the December 2007 issue ofplanned, you might be slapped with another checklist
The New Yorker titled (what else?) The Checklist. Thedeveloped by some external expert that may have no
central point of this article is how the use of a 5-pointknowledge of your processes and culture. Cross the
checklist helped in dramatically reducing infection ratesroad to the sunny side and embrace the Culture of
associated with the insertion of central lines. There youContinuous Improvement that Lean brings to the OR.
have it, one shining example of the power of theNext time you see a process that has some
humble checklist. Why then are healthcareweaknesses and potential failure points, organize an
professionals so slow are at adopting standardizationOR team for a Kaizen project. Outsiders and
practices in their daily work?consultants are welcome, but this is your project, not
Standard Work is not your enemy! There is asomebody else's. Plan for a maximum of three days
misconception among clinicians that by standardizingto complete the project and deliver a functional
some of the repetitive tasks they do every day, theychecklist. Evaluate the process and figure out the
will lose the autonomy that characterizes theircritical works elements that may lead to failure. Test
professions. Nothing could be farther from the truth. Bythe checklist with staff. Do a quick pilot run, make
making repetitive work predictable, you save yourtweaks, implement it, observe the new process, gather
energies for the unpredictable. For example, by makingperformance data, and prepare a quick presentation to
sure that there is a clear and repeatable procedure totell your success story. Here are a few pointers that
assemble case carts and deliver all the requiredmay help you develop an effective checklist:
supplies to the OR prior to the surgery, you can• Decide on the type of checklist. A Do-Confirm
dedicate all your energies to the patient, and not tochecklist assumes that team members work
hunting for supplies or wondering if everything youindependently from memory until they stop to go over
need is there. Do not be afraid of standard work, justthe checklist to confirm that the right steps were
trust your judgment as to what processes should andcompleted. With a Read-Do checklist one team
should not be standardized in your clinical work.member carries out the tasks while another one reads
Checklists are a tool to aid with standardized work.each task and checks them off as they are
They aim at ensuring repeatability of certain criticalcompleted.
elements of work. Wash hands with soap, check.• Make it short. It is a checklist, not a training manual.
Clean procedure area with chlorhexadine, check. WeThe checklist is not there to tell you how to do the job.
are all humans and we are bound to forget something,Think index card, rather than legal size paper.
no matter how small, when we are immersed in the• Keep wording precise and simple while avoiding
non-stop world of the OR. Observations of work inunnecessary clutter and coloring.
ICUs show a rate of error for around 1%, or an• Turn the brain on. The checklist must help you turn
average of two mistakes per patient!your brain on when you are using it. A checklist is not a
What checklists should we adapt? The WHO Safereplacement for a brain.
Surgery Checklist is one of them, check. How about a• Test the checklist. There is a very good chance
checklist for the Pre-Surgery department to ensurethat your first draft will need revision. Do not be
that every patient receives all the necessary care anddiscouraged, but correct it and try again.
talks to every required clinician before being wheeledHealthcare around the world is at a crossroads,
to the OR? What about a checklist to ensure thatevolving from a craftsman-style delivery of care to
every patient has all the necessary documentationthe creation of an integrated healthcare delivery
before the day of Surgery? How about a checklist forsystem. This change is necessary, both to improve
the OR Suite changeover? The opportunities are vast,patient outcomes and to reduce costs that are
once you put your mind to it.growing at an unsustainable rate. The use of checklists
Clinicians and OR Nurses are not opposed towill be a powerful tool in this transformation. Being left
checklists or other tools for standardizing work. Theybehind is entirely up to you.