The Revocable Living Trust - The Facts and the Fiction

Over the last ten to fifteen years, much has beenavailable for immediate distribution after the death of
written about the Revocable Living Trust by estatethe Grantor, subject to insuring sufficient assets are
and financial planners, some of which has beenavailable to pay estate taxes;
factually accurate and some of which has been purelyE. No gift tax consequences of making transfer of
fictional. By most accounts the Living Trust was firstassets to the trust.
heavily promoted by estate planners in CaliforniaF. Continuation of asset management of Trust assets
where the cost of probate and the length of timein the event of disability of Grantor/Beneficiary.
involved in probating a Last Will and Testament hasDISADVANTAGES
been described as onerous. However, as a result ofThere are some disadvantages to utilizing a Living
extensive promotion, its popularity has spreadTrust:
eastward over the last five years. Although it has notA. You must transfer all of your assets including title to
been widely embraced by attorneys in New York, itsany real property to the Trust during your lifetime.
use as an estate planning tool has increased inAdditionally, any assets acquired during the Trust's
popularity.existence must be transferred to the Trust;
WHAT IS A REVOCABLE LIVING TRUST?B. The cost of having an attorney prepare a
A Revocable Living Trust is a written instrumentRevocable Living Trust is generally higher than the
created during the lifetime of the Grantor (the personcost of preparing a Last Will and Testament;
establishing the trust) and is effective during the lifetimeC. There will be legal fees incurred in amending or
of the Grantor with respect to the assets which aremodifying the Trust during your lifetime and you will still
placed into the trust. The trust is not effective until it isneed a Last Will (commonly known as a "pour over"
funded with assets. The Revocable Living Trust isWill) in the event there are assets which have not
distinguishable from a testamentary trust which isbeen transferred to the Trust.
made a part of a Last Will and Testament, and onlyTHE FICTION
becomes effective upon the death of the testator (theMany estate planning professionals in their
drafter of the Will).advertisements and writings relevant to Revocable
The Grantor of a Revocable Living Trust retains theLiving Trusts have all too often exaggerated the
power to freely amend and revoke the trust as wellestate tax advantages of utilizing a Revocable Living
as to reacquire its assets. It is distinguishable from anTrust rather than a Last Will. All the estate tax planning
Irrevocable Trust which cannot be amended orthat can be implemented through the use of a
revoked by the Grantor.Revocable Living Trust can also be effectuated
New York now permits the same person to be boththrough the use of a Last Will. For example, the use of
the sole trustee and the sole holder of the presentCredit Shelter Trusts can be implemented in a Last
beneficial interest so long as one or more otherWill. In my opinion, the Revocable Living Trust has no
persons holds a beneficial interest. The beneficialadvantages over a Last Will for estate tax planning
interest held by the other person can be vested orpurposes.
contingent (present or future). A lifetime trust will beThe Revocable Living Trust does not eliminate in its
deemed to be irrevocable unless it expressly providesentirety the need to have a Last Will. Even if you have
that is revocable.a Living Trust it is still advisable that you have a Last
ADVANTAGES OVER USE OF A LAST WILLWill. It is highly unlikely that you will have transferred all
The use of a Revocable Living Trust rather than aof your assets into a Living Trust prior to your death,
Last Will and Testament as an estate planning toolthus, creating the need for the existence of a Will to
provides the following benefits:transfer the assets that are in your name alone at the
A. Avoids the cost and time of probate and itstime of your death.
attending expenses such as Court filing fees, legalFurthermore, the assets transferred to the Revocable
fees, guardian ad litem fees and executor'sLiving Trust are not protected for purposes of
commissions (but, will have trustee's commissions);Medicaid eligibility and long term care planning. Because
B. Helps avoid potential challenges to a Last Will andthe trust is revocable the assets are considered an
Testament regarding issues of Testator's competency.available resource for Medicaid eligibility purposes and
Attacks on grounds of lack of due execution are verywould be subject to a spend down to Medicaid eligibility
difficult, although standard of competency required tolevels. In my opinion, this is perhaps the most significant
execute a revocable trust is higher, e.g.; capacity todrawback of utilizing this trust.
make a contract;In conclusion, it is advisable that one consult with an
C. Protects the Grantor's privacy. It is a privateattorney before executing a Revocable Living Trust
document, and unlike a Will its provisions are notso as to be able to fully understand the advantages
accessible for public review;and disadvantages of its usage.
D. Assets in the Revocable Living Trust will be